SEC Form 4 · accession 0001562180-17-001835
BRIGHT HORIZONS FAMILY SOLUTIONS INC. · BFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger H Brown
Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437578
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 6,770 | $14.54 | A | 16,040 | I | By Spouse |
| Common Stock | May 5, 2017 | M | 8,033 | $12.00 | A | 24,073 | I | By Spouse |
| Common StockF2 | May 5, 2017 | S | 6,770 | $78.04 | D | 17,303 | I | By Spouse |
| Common StockF3 | May 5, 2017 | S | 8,033 | $78.01 | D | 9,270 | I | By Spouse |
| Common Stock | holding | — | — | — | 2,235 | D | ||
| Common Stock | holding | — | — | — | 130,838 | I | By Linda A. Mason Trust | |
| Common Stock | holding | — | — | — | 1,226 | I | By Roger H. Brown Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF4 | $14.54 | May 5, 2017 | M | 2,230 | D | — | Sep 2, 2018 | Common Stock | 2,230 | 0 | I |
| Option to Purchase Common StockF4 | $14.54 | May 5, 2017 | M | 4,540 | D | — | Apr 4, 2022 | Common Stock | 4,540 | 0 | I |
| Option to Purchase Common StockF4 | $12.00 | May 5, 2017 | M | 7,444 | D | — | Sep 2, 2018 | Common Stock | 7,444 | 0 | I |
| Option to Purchase Common StockF4 | $12.00 | May 5, 2017 | M | 589 | D | — | Apr 2, 2022 | Common Stock | 589 | 0 | I |
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $78.00 to $78.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $78.00 to $78.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The option to purchase shares is fully vested.