SEC Form 4 · accession 0001562180-16-003515
BRIGHT HORIZONS FAMILY SOLUTIONS INC. · BFAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda A Mason
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437578
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 15,334 | $14.54 | A | 24,604 | D | |
| Common Stock | Nov 10, 2016 | S | 2,018 | $68.00 | D | 22,586 | D | |
| Common StockF2 | Nov 11, 2016 | S | 12,400 | $70.01 | D | 10,186 | D | |
| Common StockF3 | Nov 11, 2016 | S | 916 | $72.00 | D | 9,270 | D | |
| Common Stock | Nov 14, 2016 | M | 12,124 | $14.54 | A | 21,394 | D | |
| Common StockF4 | Nov 14, 2016 | S | 12,124 | $72.04 | D | 9,270 | D | |
| Common Stock | Nov 10, 2016 | M | 2,238 | $12.00 | A | 4,473 | I | By Spouse |
| Common Stock | Nov 10, 2016 | M | 7,744 | $14.54 | A | 12,217 | I | By Spouse |
| Common Stock | Nov 10, 2016 | S | 9,982 | $68.00 | D | 2,235 | I | By Spouse |
| Common Stock | holding | — | — | — | 130,838 | I | By Linda A. Mason Trust | |
| Common Stock | holding | — | — | — | 1,226 | I | By Roger H Brown Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF5 | $14.54 | Nov 10, 2016 | M | 2,018 | D | — | Sep 2, 2018 | Common Stock | 2,018 | 55,350 | D |
| Option to Purchase Common StockF5 | $14.54 | Nov 11, 2016 | M | 13,316 | D | — | Sep 2, 2018 | Common Stock | 13,316 | 42,034 | D |
| Option to Purchase Common StockF5 | $14.54 | Nov 14, 2016 | M | 12,124 | D | — | Sep 2, 2018 | Common Stock | 12,124 | 29,910 | D |
| Option to Purchase Common StockF5 | $14.54 | Nov 10, 2016 | M | 7,744 | D | — | Sep 2, 2018 | Common Stock | 7,744 | 0 | I |
| Option to Purchase Common StockF5 | $12.00 | Nov 10, 2016 | M | 2,238 | D | — | Sep 2, 2018 | Common Stock | 2,238 | 0 | I |
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $70.00 to $70.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $72.00 to $72.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $72.00 to $72.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The option to purchase shares is fully vested