SEC Form 4 · accession 0001381147-18-000009
LILIS ENERGY, INC. · LLEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
VERTEX FUND
10% Owner
Period of report
Oct 3, 2018
Accepted (ET)
Oct 9, 2018 · 10:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2018 | S | 49,817 | $4.7389 | D | 6,043,301 | D | |
| Common Stock | Oct 4, 2018 | S | 34,202 | $4.8186 | D | 6,009,099 | D | |
| Common Stock | Oct 5, 2018 | S | 33,677 | $4.5916 | D | 5,975,422 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Vertex One Asset Management Inc. and John Thiessen are not 10% owners of common stock, par value $0.00001 of Lilis Energy Inc. and therefore are not reporting the transactions reported hereby.