SEC Form 4 · accession 0001381147-17-000001
LILIS ENERGY, INC. · LLEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
VERTEX FUND
10% Owner
Period of report
Oct 5, 2017
Accepted (ET)
Oct 11, 2017 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2017 | S | 10,720 | $5.0098 | D | 6,962,640 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $4.95 | D | 6,962,440 | D | |
| Common Stock | Oct 6, 2017 | S | 50,000 | $4.9566 | D | 6,912,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Vertex One Asset Management Inc. and John Thiessen are not 10% Owners of common stock, par value $0.00001, of Lilis Energy Inc. and therefore are not reporting the transactions reported hereby.