SEC Form 4 · accession 0001209191-15-001737
LILIS ENERGY, INC. · LLEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre Caland
10% Owner
Period of report
Dec 30, 2014
Accepted (ET)
Jan 5, 2015 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 30, 2014 | J | 385,537 | $286,122.43 | A | 3,708,760 | I | By Wallington Investment Holdings Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Wallington Investment Holdings Ltd. received 385,537 shares of Common Stock as payment-in-kind interest on $2,090,180 principal amount of the Issuer's 8% Senior Secured Convertible Debentures held by Wallington Investment Holdings Ltd. on the interest payment date.
- F2The Reporting Person controls the investment decisions of Wallington Investment Holdings Ltd.