SEC Form 4 · accession 0001593968-17-001067
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Mehring
Director
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ecoark Holdings, Inc. | Sep 15, 2017 | F | 43,217 | $3.02 | D | 1,191,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this Form 4 DOES NOT REFLECT A SALE by the reporting person of any shares.The transaction reported on this Form 4 was mandated by the issuer's election under its 2013 Incentive Stock Plan to require the satisfaction of tax withholding obligations through a WITHHOLD TO COVER transaction.The transaction reported on this Form 4 DOES NOT REPRESENT A SALE or discretionary trade by the reporting person, but rather was effected for the limited purpose of satisfying tax withholding obligations upon a partial vesting of the restricted stock awarded to the reporting person under the Plan.