SEC Form 4/A · accession 0001245105-17-000080
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jay M. Puchir
Officer — Chief Executive Officer
Period of report
Jun 15, 2017
Accepted (ET)
Jun 21, 2017 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 224,096 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Form 4 for the Reporting Person was filed on June 19, 2017. Such Form 4 was filed in error as no disposition occurred. The Form 4 reported a deemed disposition back to the Issuer of 7,350 shares solely for purposes of reporting the satisfaction of the Reporting Person's tax withholding obligations in connection with the vesting of underlying restricted stock. No withholding occurred on such vesting date.