SEC Form 4 · accession 0001245105-17-000059
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Rateliff
Officer — Chief Financial Officer · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 5,316 | $0.00 | A | 11,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the reporting person's quarterly stock grant of unrestricted common stock for service on the issuer's board of directors during the quarter ended March 31, 2017. Effective April 1, 2017, the reporting person is no longer eligible to participate in the non-employee director compensation program.