SEC Form 4 · accession 0001245105-17-000054
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay M. Puchir
Officer — Chief Executive Officer
Period of report
Mar 30, 2017
Accepted (ET)
Mar 31, 2017 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | C | 24,096 | $4.15 | A | 224,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10% Convertible Notes due 2018 | $4.15 | Mar 30, 2017 | C | — | A | Feb 28, 2017 | Jun 30, 2018 | Common Stock | 24,096 | 0 | D |