SEC Form 4 · accession 0001213900-19-001392
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven K Nelson
Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $0.80 | Jan 25, 2019 | A | 36,136 | A | Jan 25, 2019 | Dec 31, 2023 | Common Stock | 36,136 | 36,136 | D |
Explanation of responses
- F1This award of the stock options was earned effective December 31, 2018, the last date of the Issuer's fiscal quarter end, but issued on January 25, 2019, pursuant to the Issuer's 2017 Omnibus Incentive Plan.