SEC Form 4 · accession 0001213900-17-007044
Ecoark Holdings, Inc. · ZEST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M. Dacus
Officer — General Counsel
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2017 | A | 195,000 | $0.00 | A | 195,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1195,000 time-based vesting restricted stock units (RSUs) were awarded to the reporting person pursuant to the Ecoark Holdings, Inc. 2017 Omnibus Incentive Plan. Subject to the reporting person's continued employment, the RSUs will vest in equal quarterly installments on the first day of the last month of each fiscal quarter of the issuer (beginning September 1, 2017) until fully vested. The final vesting will occur on June 1, 2020.