SEC Form 4 · accession 0001140361-17-010644
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy S Caldwell
Officer — EVP, Chief Scientific Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 3, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2017 | S | 1,026 | $14.1441 | D | 17,985 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 1,026 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2017.
- F2Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.