SEC Form 4 · accession 0001140361-15-037515
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Jacobs
Officer — SVP, Technical Operations
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 2,000 | $0.54 | A | 49,420 | D | |
| Common Stock | Oct 8, 2015 | S | 2,000 | $19.88 | D | 47,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.54 | Oct 8, 2015 | M | 2,000 | D | — | Aug 11, 2021 | Common Stock | 2,000 | 50,874 | D |
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 25, 2015.
- F2The option is fully vested and exercisable.