SEC Form 4 · accession 0001140361-15-029574
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David P. Rosenbaum
Officer — SVP, Drug Development
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 30, 2015 | S | 2,011 | $19.2716 | D | 75,581 | I | See Footnote |
| Common Stock | holding | — | — | — | 25,880 | D | ||
| Common StockF4 | holding | — | — | — | 2,777 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 2,777 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 2,777 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 18, 2015.
- F2This transaction was executed in multiple trades in prices ranging from $19.19 to $19.566, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.
- F4The shares are directly held by the reporting person's son.
- F5The shares are directly held by the reporting person's daughter.