SEC Form 4 · accession 0001140361-15-023510
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G Schultz
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 8, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | P | 46,729 | $10.70 | A | 907,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy) | $13.91 | Jun 5, 2015 | P | 14,019 | A | Jun 5, 2015 | Jun 5, 2020 | Common Stock | 14,019 | 14,019 | D |
Explanation of responses
- F1Acquired from the issuer pursuant to a Securities Purchase Agreement dated June 2, 2015, with a closing date of June 5, 2015.