SEC Form 4 · accession 0001140361-15-011589
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Raab
Officer — President & CEO · Director
Period of report
Dec 23, 2014
Accepted (ET)
Mar 12, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 23, 2014 | J | 27 | $0.00 | A | 27 | I | See Footnote |
| Common Stock | holding | — | — | — | 83,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person received the shares for no consideration as part of a pro-rata distribution of shares by funds controlled by New Enterprise Associates.
- F2The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.