SEC Form 4 · accession 0001140361-15-010303
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
George Jue
Officer — VP, Operations
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Mar 2, 2015 | S | 1,500 | $15.8814 | D | 24,134 | D | |
| Common StockF5 | holding | — | — | — | 69,444 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 4,055 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014.
- F2Represents shares acquired under the Issuer's Employee Stock Purchase Plan on February 27, 2015.
- F3This transaction was executed in multiple trades in prices ranging from $15.52 to $16.19, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Includes an additional 35 shares acquired under the Issuer's Employee Stock Purchase Plan on February 27, 2015, which shares were not sold as part of the transactions reported herein.
- F5The shares are directly held by George Jue and Gwendolyn Lowe Revocable Living Trust.
- F6The shares are directly held by the Reporting Person's daughter.