SEC Form 4 · accession 0001140361-15-001157
ARDELYX, INC. · ARDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Kaufmann
Officer — Chief Financial Officer
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437402
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.02 | Jan 6, 2015 | A | 23,700 | A | — | Jan 6, 2025 | Common Stock | 23,700 | 23,700 | D |
Explanation of responses
- F1The shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 6, 2015, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.