SEC Form 4 · accession 0001684716-17-000002
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Rosen
Officer — Chief Marketing Officer
Period of report
Mar 10, 2017
Accepted (ET)
Jun 14, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | A | 1,836 | $10.20 | A | 1,836 | D | |
| Common Stock | Jun 12, 2017 | S | 8,000 | $23.8698 | D | 1,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.6625 | Jun 12, 2017 | M | 8,000 | D | — | May 10, 2026 | Common Stock | 8,000 | 96,348 | D |
Explanation of responses
- F1Shares purchased pursuant to the Everbridge, Inc. 2016 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of September 16, 2016 through March 10, 2017. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the initial public offering price of the issuer's common stock.
- F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F325% of the shares subject to the Stock Option vested and became exercisable on January 20, 2017, and the remaining shares shall vest in 12 equal quarterly installments thereafter.