SEC Form 4 · accession 0001684575-17-000009
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas S. A. Hawkins
Officer — Managing Director, EMEA
Period of report
Jul 5, 2017
Accepted (ET)
Jul 7, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2017 | S | 13,581 | $23.3292 | D | 0 | D | |
| Common Stock | Jul 6, 2017 | S | 5,007 | $22.8365 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.3725 | Jul 5, 2017 | M | 9,669 | D | — | Apr 21, 2025 | Common Stock | 9,669 | 38,158 | D |
| Employee Stock Option (Right to Buy)F2 | $9.3725 | Jul 6, 2017 | M | 3,375 | D | — | Apr 21, 2025 | Common Stock | 3,375 | 34,783 | D |
| Employee Stock Option (Right to Buy)F3 | $13.6275 | Jul 6, 2017 | M | 1,632 | D | — | Jul 14, 2025 | Common Stock | 1,632 | 4,890 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F225% of the shares originally subject to the Stock Option vested and became exercisable on April 22, 2016, and the remaining shares vest in 12 equal quarterly installments thereafter.
- F325% of the shares originally subject to the Stock Option vested and became exercisable on July 15, 2016, and the remaining shares vest in 12 equal quarterly installments thereafter.