SEC Form 4 · accession 0001684554-17-000003
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Imad Mouline
Officer — SVP & Chief Technology Officer
Period of report
Mar 10, 2017
Accepted (ET)
Jun 14, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | A | 1,527 | $10.20 | A | 1,527 | D | |
| Common Stock | Jun 12, 2017 | S | 6,293 | $23.8519 | D | 1,527 | D | |
| Common Stock | Jun 13, 2017 | S | 3,707 | $23.938 | D | 1,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $1.7825 | Jun 12, 2017 | M | 6,293 | D | — | Dec 30, 2023 | Common Stock | 6,293 | 37,186 | D |
| Employee Stock Option (Right to Buy)F3 | $1.7825 | Jun 13, 2017 | M | 3,707 | D | — | Dec 30, 2023 | Common Stock | 3,707 | 33,479 | D |
Explanation of responses
- F1Shares purchased pursuant to the Everbridge, Inc. 2016 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of September 16, 2016 through March 10, 2017. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the initial public offering price of the issuer's common stock.
- F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F325% of the shares subject to the Stock Option vested and became exercisable on December 31, 2014, and the remaining shares vest in 12 equal quarterly installments thereafter.