SEC Form 4 · accession 0001209191-18-039280
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime Wallace Ellertson
Officer — CEO & Chairman · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2018 | S | 149,890 | $50.3369 | D | 572,350 | D | |
| Common Stock | Jun 20, 2018 | S | 115,917 | $50.3369 | D | 572,350 | D | |
| Common Stock | Jun 21, 2018 | S | 30,641 | $48.6263 | D | 572,350 | D | |
| Common Stock | Jun 22, 2018 | S | 31,717 | $47.4324 | D | 540,633 | D | |
| Common Stock | Jun 22, 2018 | S | 53,442 | $47.4324 | D | 540,633 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $13.6275 | Jun 20, 2018 | M | 115,917 | D | — | Jul 14, 2025 | Common Stock | 115,917 | 405,336 | D |
| Employee Stock Option (Right to Buy)F2 | $13.6275 | Jun 21, 2018 | M | 30,641 | D | — | Jul 14, 2025 | Common Stock | 30,641 | 374,695 | D |
| Employee Stock Option (Right to Buy)F2 | $13.6275 | Jun 22, 2018 | M | 53,442 | D | — | Jul 14, 2025 | Common Stock | 53,442 | 321,253 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F225% of the shares subject to the Stock Option vested and became exercisable on July 15, 2016, and the remaining shares vest in 12 equal quarterly installments thereafter.