SEC Form 4 · accession 0001209191-17-056501
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Imad Mouline
Officer — SVP & Chief Technology Officer
Period of report
Oct 5, 2017
Accepted (ET)
Oct 10, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2017 | S | 3,493 | $26.4503 | D | 232,301 | D | |
| Common Stock | Sep 11, 2017 | A | 372 | $15.2405 | A | 232,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $1.7825 | Oct 5, 2017 | M | 3,493 | D | — | Dec 30, 2023 | Common Stock | 3,493 | 18,507 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Shares purchased pursuant to the Everbridge, Inc. 2016 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of March 11, 2017 through September 11, 2017. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on March 13, 2017.
- F325% of the shares subject to the Stock Option vested and became exercisable on December 31, 2014, and the remaining shares vest in 12 equal quarterly installments thereafter.