SEC Form 4 · accession 0001209191-17-056050
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Rosen
Officer — Chief Marketing Officer
Period of report
Oct 4, 2017
Accepted (ET)
Oct 4, 2017 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | A | 89 | $15.24 | A | 1,925 | D | |
| Common Stock | Oct 2, 2017 | S | 1,300 | $27.50 | D | 1,925 | D | |
| Common Stock | Oct 3, 2017 | S | 600 | $27.50 | D | 1,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.6625 | Oct 2, 2017 | M | 1,300 | D | — | May 10, 2026 | Common Stock | 2,500 | 95,048 | D |
| Employee Stock Option (Right to Buy)F2 | $14.6625 | Oct 3, 2017 | M | 600 | D | — | May 10, 2026 | Common Stock | 600 | 94,448 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F225% of the shares subject to the Stock Option vested and became exercisable on January 20, 2017, and the remaining shares shall vest in 12 equal quarterly installments thereafter.