SEC Form 4 · accession 0001209191-16-142323
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cintawati W. Putra
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 21, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 21, 2016 | C | 171,974 | — | A | 1,131,628 | I | See Footnote |
| Common StockF3,F2 | Sep 21, 2016 | S | 190,211 | $11.16 | D | 941,417 | I | See Footnote |
| Common Stock | holding | — | — | — | 23,179 | D | ||
| Common StockF4 | holding | — | — | — | 521,739 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 521,739 | I | See Footnote | |
| Common Stock | holding | — | — | — | 1,304 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-1 Preferred StockF1,F2 | — | Sep 21, 2016 | C | 171,974 | D | — | — | Common Stock | 171,974 | 0 | I |
Explanation of responses
- F1The Series A-1 Preferred Stock, which had no expiration date, automatically converted to common stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering.
- F2The shares are held by the Steven T. Kirchmeier and Cintawati W. Putra Living Trust Dated May 5, 2015, of which the reporting person and her spouse are trustee.
- F3The shares were sold in the Issuer's initial public offering, pursuant to a Form S-1 Registration Statement which was declared effective on September 15, 2016. The reported sale price reflects the price at which the shares were sold to the underwriters.
- F4The shares are held by the Cintawati W. Putra 2015 Grantor Retained Annuity Trust, of which the reporting person and her spouse are trustee.
- F5The shares are held by the Steven T. Kirchmeier 2015 Grantor Retained Annuity Trust, of which the reporting person and her spouse are trustee.