SEC Form 4 · accession 0001209191-16-142320
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruns H Grayson
Director · 10% Owner
Period of report
Sep 21, 2016
Accepted (ET)
Sep 21, 2016 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 21, 2016 | C | 3,106,459 | — | A | 3,106,459 | I | See Footnote |
| Common StockF3 | Sep 21, 2016 | C | 3,331,153 | — | A | 6,437,612 | I | See Footnote |
| Common StockF4,F2 | Sep 21, 2016 | S | 563,275 | $11.16 | D | 5,874,337 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1,F2 | — | Sep 21, 2016 | C | 3,106,459 | D | — | — | Common Stock | 3,106,459 | 0 | I |
| Series A-1 Preferred StockF3,F2 | — | Sep 21, 2016 | C | 3,331,153 | D | — | — | Common Stock | 3,331,153 | 0 | I |
Explanation of responses
- F1The Series A Preferred Stock, which had no expiration date, automatically converted to common stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering.
- F2The shares are held in the name of ABS Ventures IX, L.P. ("ABS"). The reporting person is a managing member of Calvert Capital V LLC, the general partner of ABS, and has voting and dispositive power with respect to the shares held by ABS.
- F3The Series A-1 Preferred Stock, which had no expiration date, automatically converted to common stock on a 1-for-1 basis upon the completion of the Issuer's initial public offering.
- F4The shares were sold in the Issuer's initial public offering, pursuant to a Form S-1 Registration Statement which was declared effective on September 15, 2016. The reported sale price reflects the price at which the shares were sold to the underwriters.