SEC Form 4 · accession 0001214659-15-002009
REGO PAYMENT ARCHITECTURES, INC. · RPMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Pelullo
10% Owner
Period of report
Mar 2, 2015
Accepted (ET)
Mar 5, 2015 · 6:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.001F1 | Mar 2, 2015 | S | 100,000 | $65,000.00 | D | 4,792,858 | D | |
| Common Stock par value $0.001F2 | Mar 2, 2015 | G | 125,000 | $0.00 | D | 11,576,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.75 | holding | — | — | — | Jun 6, 2014 | Jun 20, 2016 | Common Stock | 100,000 | 100,000 | D |
| WarrantF1 | $0.75 | holding | — | — | — | Jun 5, 2014 | Jun 20, 2016 | Common Stock | 42,857 | 42,857 | D |
| WarrantF1 | $0.75 | holding | — | — | — | Jun 6, 2014 | Jun 20, 2016 | Common Stock | 100,000 | 100,000 | D |
| WarrantF1 | $0.75 | holding | — | — | — | Jun 6, 2014 | Jun 20, 2016 | Common Stock | 100,000 | 100,000 | D |
| OptionF2 | $0.70 | holding | — | — | — | Feb 16, 2012 | Feb 16, 2017 | Common Stock | 250,000 | 250,000 | I |
Explanation of responses
- F1Owned by Peter S. Pelullo
- F2Owned by International Corporate Management, Inc. (Peter S. Pelullo, beneficial owner)