SEC Form 4 · accession 0001437106-18-000062
Ascent Capital Group, Inc. · ASCMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Graffam
Officer — Senior Vice President & CFO
Period of report
Oct 8, 2018
Accepted (ET)
Oct 9, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1 | Oct 8, 2018 | F | 1,036 | $1.535 | D | 11,719 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 8, 2018. The price is based on an average of the high and low trading prices on October 8, 2018.