SEC Form 4 · accession 0001437106-16-000162
Ascent Capital Group, Inc. · ASCMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Niles
Officer — Exec VP/Gen Counsel/Secretary
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF2 | Mar 1, 2016 | S | 930 | $10.2943 | D | 14,458 | D | |
| Series A Common StockF3 | Mar 1, 2016 | S | 570 | $11.6197 | D | 13,888 | D | |
| Series A Common StockF4 | Mar 1, 2016 | F | 465 | $10.74 | D | 13,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to Rule 10b5-1 Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange of 1934, as amended.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.6099, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.43 to $11.844, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on March 1, 2016. The price is based on an average of the high and low trading prices on March 1, 2016.