SEC Form 4 · accession 0001437106-15-000008
Ascent Capital Group, Inc. · ASCMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Fitzgerald
Officer — Chairman, President & CEO · Director · 10% Owner
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1 | Jan 2, 2015 | F | 696 | $52.11 | D | 103,318 | D | |
| Series A Common Stock | holding | — | — | — | 11,109 | I | By William R. Fitzgerald Irrevocable 2012 Trust | |
| Series A Common StockF2 | holding | — | — | — | 23,210 | I | By grantor retained annuity trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on January 2, 2015. The price is based on an average of the high and low trading prices on January 2, 2015.
- F2The Reporting Person has sole voting power over the grantor retained annuity trust.