SEC Form 4 · accession 0001209191-19-015706
Invesco Mortgage Capital Inc. · IVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roseann Perlis
Officer — Chief Accounting Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 28, 2019 | M | 235 | $0.00 | A | 2,745 | D | |
| Common Stock, par value $0.01 per share | Feb 28, 2019 | M | 332 | $0.00 | A | 3,077 | D | |
| Common Stock, par value $0.01 per share | Feb 28, 2019 | M | 241 | $0.00 | A | 3,318 | D | |
| Common Stock, par value $0.01 per share | Feb 28, 2019 | M | 243 | $0.00 | A | 3,561 | D | |
| Common Stock, par value $0.01 per share | Feb 28, 2019 | F | 376 | $15.92 | D | 3,185 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2019 | M | 235 | D | — | — | Common Shares | 235 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2019 | M | 332 | D | — | — | Common Shares | 332 | 333 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2019 | M | 241 | D | — | — | Common Shares | 241 | 482 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2019 | M | 243 | D | — | — | Common Shares | 243 | 732 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc.
- F2The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.