SEC Form 4 · accession 0001209191-15-079438
Invesco Mortgage Capital Inc. · IVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robson Kuster
Officer — Chief Operating Officer
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 6, 2015 | A | 1,700 | $12.37 | A | 20,000 | I | By Spouse |
| Common Stock, par value $0.01 per share | Nov 9, 2015 | A | 3,300 | $12.50 | A | 10,762 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects weighted-average sales price. Common shares were purchased in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $12.36 to $12.38. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its stockholders full information regarding the number of shares purchased at each separate price.