SEC Form 4 · accession 0001127602-17-018107
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Freyou
Officer — EVP & Chief Operations Officer
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 12, 2017 | A | 700 | $0.00 | A | 4,100 | D | |
| Common Stock | holding | — | — | — | 2,507 | I | 401(k) | |
| Common Stock | holding | — | — | — | 452 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $35.26 | May 12, 2017 | A | 1,325 | A | — | May 12, 2027 | Common Stock | 1,325 | 1,325 | D |
| Employee Stock Option (Right to Buy)F5 | $21.16 | holding | — | — | — | — | Mar 12, 2025 | Common Stock | 800 | 800 | D |
| Employee Stock Option (Right to Buy)F6 | $28.00 | holding | — | — | — | — | May 23, 2026 | Common Stock | 2,100 | 2,100 | D |
Explanation of responses
- F1Includes 800 shares awarded on March 12, 2015 pursuant to the Issuer's 2009 Recognition and Retention Plan that vest in equal installments at the rate of 20% per year commencing on March 12, 2016.
- F2Includes the grant of 1,200 restricted stock units pursuant to the Issuer's 2014 Incentive Plan that vest in equal installments at the rate of 20% per year commencing on May 12, 2017 and that may be settled only in shares of the Issuer's common stock.
- F3Represents the grant of 700 restricted stock units pursuant to the Issuer's 2014 Incentive Plan that vest in equal installments at the rate of 20% per year commencing on May 12, 2018 and that may be settled only in shares of the Issuer's common stock.
- F4The options vest and become exercisable in five equal installments beginning May 12, 2018.
- F5Options granted under the Issuer's 2009 Stock Option Plan and become exercisable in five equal installments beginning on March 12, 2016.
- F6The options vest and become exercisable in five equal installments beginning May 23, 2017.