SEC Form 4 · accession 0001127602-16-069783
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Bordelon
Officer — President and CEO · Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 9, 2016 | M | 10,000 | $11.45 | A | 68,712 | D | |
| Common StockF1,F2,F3 | Dec 9, 2016 | S | 4,771 | $35.2082 | D | 63,941 | D | |
| Common StockF1,F2,F3 | Dec 12, 2016 | S | 5,229 | $34.9111 | D | 58,712 | D | |
| Common Stock | holding | — | — | — | 49,330 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,000 | I | By Children | |
| Common Stock | holding | — | — | — | 7,538 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $11.45 | Dec 9, 2016 | M | 10,000 | D | — | May 12, 2019 | Common Stock | 10,000 | 149,500 | D |
| Employee Stock Option (Right to Buy)F5 | $22.25 | holding | — | — | — | — | May 12, 2025 | Common Stock | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F6 | $28.00 | holding | — | — | — | — | May 23, 2026 | Common Stock | 1,400 | 1,400 | D |
Explanation of responses
- F1Includes 10,000 shares held jointly with the reporting person's spouse.
- F2Includes 3,300 restricted stock units pursuant to the Issuer's 2014 Incentive Plan that vest in equal installments at the rate of 20% per year commencing on May 12, 2016 and that may be settled only in shares of the Issuer's common stock.
- F3Includes the grant of 3,000 restricted stock units pursuant to the Issuer's 2014 Incentive Plan that vest in equal installments at the rate of 20% per year commencing on May 23, 2017 and that may be settled only in shares of the Issuer's common stock.
- F4The options were fully vested and exercisable as of May 12, 2014.
- F5The options vest and become exercisable in five equal installments beginning on May 12, 2016.
- F6The options vest and become exercisable in five equal installments beginning May 23, 2017.