SEC Form 4 · accession 0001127602-16-052296
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc W Judice
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 10,030 | $11.45 | A | 101,891 | D | |
| Common Stock | holding | — | — | — | 25,986 | I | By Ira | |
| Common Stock | holding | — | — | — | 25,000 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 6,500 | I | By Spouse As Trustee | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse's Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.45 | May 12, 2016 | M | 10,030 | D | — | May 12, 2019 | Common Stock | 10,030 | 0 | D |
Explanation of responses
- F1Includes 900 restricted stock units that vest in five equal installments at the rate of 20% per year commencing on May 12, 2016 and that may be settled only in shares of the Issuer's common stock.
- F2Shares are owned by a trust of which the reporting person's spouse became the trustee for on April 10, 2013. The reporting person has no pecuniary interest in the shares held by the trust and disclaims beneficial ownership of the shares.
- F3The options became fully vested and exercisable as of May 12, 2014.