SEC Form 4 · accession 0000927089-16-000807
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Bourgeois
Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 26, 2016 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 18, 2016 | J | 25,000 | $0.00 | D | 0 | I | By Lafayette Investment Group, LLC |
| Common StockF2 | Apr 18, 2016 | J | 6,250 | $0.00 | A | 89,250 | D | |
| Common Stock | holding | — | — | — | 10,624 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,821 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,524 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 10,655 | I | As custodian for benefit of spouse | |
| Common Stock | holding | — | — | — | 16,436 | I | As custodian for benefit of reporting person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.45 | holding | — | — | — | — | May 12, 2019 | Common Stock | 9,930 | 9,930 | D |
Explanation of responses
- F125,000 shares of common stock of the issuer that were previously owned by a limited liability company (the "LLC") of which the reporting person is a member and the chairman, were distributed pro rata to the four members of the LLC, including 6,250 shares to the reporting person. All 25,000 shares were previously included in the reporting person's beneficial ownership amount.
- F2Shares reflected as direct ownership include 900 restricted stock units issued pursuant to the Issuer's 2014 Incentive Plan, and 25,000 shares held jointly with the reporting person's spouse.
- F3The options were fully vested and exercisable as of May 12, 2014.