SEC Form 4 · accession 0000927089-15-000543
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Bourgeois
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 2, 2015 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2015 | M | 7,000 | $11.45 | A | 90,000 | D | |
| Common Stock | holding | — | — | — | 10,624 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,821 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,524 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 10,655 | I | As custodian for benefit of spouse | |
| Common Stock | holding | — | — | — | 16,436 | I | As custodian for benefit of reporting person | |
| Common StockF2 | holding | — | — | — | 25,000 | I | By Lafayette Investment Group, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.45 | Oct 30, 2015 | M | 7,000 | A | — | May 12, 2019 | Common Stock | 7,000 | 15,630 | D |
Explanation of responses
- F1Shares reflected as direct ownership include 900 restricted stock units issued pursuant to the Issuer's 2014 Incentive Plan, and 25,000 shares held jointly with the reporting person's spouse.
- F2Shares are owned directly by a limited liability company of which the reporting person is a member and the chairman. The reporting person disclaims beneficial ownership of the reported securities except for 6,250 shares in which the reporting person has a pecuniary interest.
- F3The options were fully vested and exercisable as of May 12, 2014.