SEC Form 4 · accession 0000927089-15-000282
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Bourgeois
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2015 | A | 900 | $0.00 | A | 78,000 | D | |
| Common StockF3 | holding | — | — | — | 15,000 | I | By Label B, LLC | |
| Common Stock | holding | — | — | — | 10,624 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,821 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,524 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 10,655 | I | As custodian for benefit of spouse | |
| Common Stock | holding | — | — | — | 16,436 | I | As custodian for benefit of reporting person | |
| Common StockF4 | holding | — | — | — | 25,000 | I | By Lafayette Investment Group, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $11.45 | holding | — | — | — | — | May 12, 2019 | Common Stock | 22,630 | 22,630 | D |
Explanation of responses
- F1Represents the grant of 900 restricted stock units pursuant to the Issuer's 2014 Incentive Plan that vest in equal installments at the rate of 20% per year commencing on May 12, 2016 and that may be settled only in shares of the Issuer's common stock.
- F2Shares reflected as direct ownership include 25,000 shares held jointly with the reporting person's spouse.
- F3Shares are owned directly by a limited liability company of which the reporting person is the managing member.
- F4Shares are owned directly by a limited liability company of which the reporting person is a member and the chairman. The reporting person disclaims beneficial ownership of the reported securities except for 6,250 shares in which the reporting person has a pecuniary interest.
- F5The options became fully vested and exercisable as of May 12, 2014.