SEC Form 4/A · accession 0000927089-15-000147
HOME BANCORP, INC. · HBCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard J Bourgeois
Director
Period of report
Nov 3, 2009
Accepted (ET)
Feb 13, 2015 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436425
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2009 | P | 12,250 | $12.03 | A | 55,100 | D | |
| Common Stock | holding | — | — | — | 8,564 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,821 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,524 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 10,655 | I | As custodian for benefit of spouse | |
| Common Stock | holding | — | — | — | 16,436 | I | As custodian for benefit of reporting person | |
| Common StockF3 | holding | — | — | — | 25,000 | I | By Lafayette Investment Group, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $11.45 | holding | — | — | — | — | May 12, 2019 | Common Stock | 44,630 | 44,630 | D |
Explanation of responses
- F1The number of shares purchased on 11/3/2009 was previously incorrectly reported as 11,750 and the 54,600 total shares held direct were incorrectly reported on the original Form 4 and on a subsequent Form 4.
- F2The 12,250 shares are held jointly with the reporting person's mother. Shares reflected as direct ownership also include 25,000 shares held jointly with the reporting person's spouse and 17,850 held in the Issuer's 2009 Recognition and Retention Plan that vest at the rate of 20% per year commencing on May 12, 2010.
- F3Shares are owned directly by a limited liability company of which the reporting person is a member and the chairman. The reporting person disclaims beneficial ownership of the reported securities except for 6,250 shares in which the reporting person has a pecuniary interest.
- F4The options vest and become exercisable in five equal annual installments beginning on May 12, 2010.