SEC Form 4 · accession 0001179110-15-006391
KYTHERA BIOPHARMACEUTICALS INC · KYTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith R Leonard
Officer — President & CEO · Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7,F2 | Apr 15, 2015 | S | 1,500 | $50.402 | D | 859,190 | I | See footnote |
| Common StockF8,F9,F2 | Apr 15, 2015 | S | 1,209 | $50.675 | D | 863,073 | I | See footnote |
| Common StockF9,F3 | holding | — | — | — | 47,103 | I | See footnote | |
| Common StockF9,F4 | holding | — | — | — | 47,103 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 189 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 189 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan which expires April 30, 2015.
- F2Shares held by Leonard Family Trust, dated August 28, 1996, Keith Richard Leonard, Jr. and Nanette LaRosa Leonard, Trustees.
- F3Shares held by Keith Richard Leonard, Jr., Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- F4Shares held by Nanette LaRosa Leonard, Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- F5Shares held by Keith R. Leonard III. Keith R. Leonard III is the son of the Reporting Person.
- F6Shares held by Nina R. Leonard. Nina R. Leonard is the daughter of the Reporting Person.
- F7The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $50.28 to $50.48, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F8The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $50.51 to $51.51, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F9Reflects the total contribution of 5,092 shares of Common Stock by the Keith Richard Leonard Jr. Retained Annuity Trust, Dated April 12, 2010 and the Nanette LaRosa Leonard Retained Annuity Trust, Dated April 12, 2010 to the Leonard Family Trust, Dated August 28, 1996 in satisfaction of annuity payment obligations on April 14, 2015.