SEC Form 4/A · accession 0001179110-15-001634
KYTHERA BIOPHARMACEUTICALS INC · KYTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas A. Rich
Officer — Vice President Operations
Period of report
Jan 29, 2015
Accepted (ET)
Feb 3, 2015 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436304
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $38.53 | Jan 29, 2015 | A | 28,217 | A | — | Jan 29, 2025 | Common Stock | 28,217 | 28,217 | D |
Explanation of responses
- F125% of the shares subject to the option vest on the first anniversary measured from January 1, 2015 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to continued employment through each such vesting date.
- F2The purpose of this amendment is to correctly report the title of the derivative security in Table II, Box 1. Except as otherwise noted in this Form 4/A, all other information disclosed in the reporting person's original Form 4 filed with the Securities and Exchange Commission on February 2, 2015 was accurately reported.