SEC Form 4 · accession 0001104659-15-067094

KYTHERA BIOPHARMACEUTICALS INC · KYTH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Sep 23, 2015

Accepted (ET)

Sep 24, 2015 · 9:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001436304

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 23, 2015	M	13,272	$8.22	A	16,640	D
Common Stock	Sep 23, 2015	S	13,272	$74.90	D	3,368	D
Common Stock	Sep 23, 2015	M	13,646	$27.50	A	17,014	D
Common Stock	Sep 23, 2015	S	13,646	$74.90	D	3,368	D
Common Stock	Sep 24, 2015	M	13,154	$27.50	A	16,522	D
Common Stock	Sep 24, 2015	S	13,154	$74.90	D	3,368	D
Common Stock	Sep 24, 2015	M	13,763	$44.02	A	17,131	D
Common Stock	Sep 24, 2015	S	13,763	$74.90	D	3,368	D
Common Stock^F3	holding	—	—		—	6,216	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$8.22	Sep 23, 2015	M	13,272	D	—	Feb 1, 2022	Common Stock	13,272	0	D
Stock Options^F2	$27.50	Sep 23, 2015	M	13,400	D	—	Jan 29, 2023	Common Stock	13,400	6,700	D
Stock Options^F1	$27.50	Sep 23, 2015	M	246	D	—	Jan 29, 2023	Common Stock	246	13,154	D
Stock Options^F1	$27.50	Sep 24, 2015	M	13,154	D	—	Jan 29, 2023	Common Stock	13,154	0	D
Stock Options^F2	$44.02	Sep 24, 2015	M	13,763	D	—	Jan 22, 2024	Common Stock	13,763	19,266	D

F1The shares subject to these options vested 100% upon the achievement of certain performance milestones approved by the Issuer's Board of Directors.
F225% of the shares subject to the option vested on the first anniversary measured from January 1, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F3Shares held by the 1994 Smither Family Trust dated March 1, 1994 as amended March 23, 2006, John W. Smither and Noretha V. Smither, Trustees (the "1994 Smither Family Trust").