SEC Form 4 · accession 0001127602-16-062399
Mistras Group, Inc. · MG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Keefe
Officer — EVP, General Counsel
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001436126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2016 | C | 7,592 | $0.00 | A | 60,413 | D | |
| Common StockF2 | Sep 8, 2016 | F | 3,679 | $24.60 | D | 56,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitF1,F3 | $0.00 | Sep 8, 2016 | C | 7,592 | D | — | — | Common Stock | 7,592 | 25,534 | D |
| Performance Share UnitF4,F3 | $0.00 | Sep 8, 2016 | J | 25,534 | D | — | — | Common Stock | 25,534 | 0 | D |
| Performance Share UnitF4,F5 | $0.00 | Sep 8, 2016 | J | 9,777 | D | — | — | Common Stock | 9,777 | 0 | D |
Explanation of responses
- F1Transaction represents the settlement of performance share units granted January 21, 2014 that were earned and vested for the one and two year cycles.
- F2Represents shares withheld for payment of tax liability as a result of the settlement of performance share units earned and vested.
- F3These performance share units vested to the extent earned on or about September 8, 2016.
- F4Transaction represents the expiration and surrender of performance share units unearned.
- F5These performance share units vest to the extent earned on or about September 7, 2017.