SEC Form 4 · accession 0001567619-19-006537
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Ludden
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 10:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | M | 13,458 | $13.25 | A | 38,841 | D | |
| Common Stock | Mar 7, 2019 | F | 3,383 | $52.70 | D | 35,458 | D | |
| Common Stock | Mar 7, 2019 | M | 200 | $40.09 | A | 35,658 | D | |
| Common Stock | Mar 7, 2019 | F | 152 | $52.70 | D | 35,506 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $13.25 | Mar 7, 2019 | M | 13,458 | D | May 18, 2011 | May 18, 2020 | Common Stock | 13,458 | 0 | D |
| Stock OptionsF2 | $40.09 | Mar 7, 2019 | M | 200 | D | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 200 | 300 | D |
Explanation of responses
- F1Options are fully vested.
- F2Stock options vest at a rate of 20% per year commencing on November 21, 2017.