SEC Form 4 · accession 0001567619-19-002461
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cecile A Blau
Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | M | 2,972 | $13.25 | A | 18,127 | D | |
| Common StockF1 | Feb 4, 2019 | F | 772 | $50.99 | D | 17,355 | D | |
| Common StockF1 | Feb 4, 2019 | M | 200 | $40.09 | A | 17,555 | D | |
| Common StockF1 | Feb 4, 2019 | F | 157 | $50.99 | A | 17,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.25 | Feb 4, 2019 | M | 2,972 | D | May 18, 2011 | May 18, 2020 | Common Stock | 2,972 | 0 | D |
| Stock OptionsF3 | $40.09 | Feb 4, 2019 | M | 200 | D | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 200 | 300 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Options are fully vested.
- F3Stock options vest at a rate of 20% per year commencing on November 21, 2017.