SEC Form 4 · accession 0001140361-18-005708
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Lawson Jr.
Officer — Chief Operating Officer · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2018 | M | 10,000 | $13.25 | A | 16,989 | D | |
| Common StockF1 | Feb 6, 2018 | F | 2,038 | $65.00 | D | 14,951 | D | |
| Common Stock | holding | — | — | — | 7,664 | I | By ESOP | |
| Common Stock | holding | — | — | — | 11,232 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.25 | Feb 6, 2018 | M | 10,000 | D | May 18, 2011 | May 18, 2020 | Common Stock | 10,000 | 9,658 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Stock Options are fully vested.