SEC Form 4 · accession 0001140361-17-045990
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline R Journell
Officer — SVP and Controller of Sub
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | S | 2,000 | $56.7102 | D | 500 | D | |
| Common StockF1 | Dec 12, 2017 | M | 3,000 | $13.25 | A | 3,500 | D | |
| Common Stock | holding | — | — | — | 2,918 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF2 | $13.25 | Dec 12, 2017 | M | 3,000 | D | May 18, 2011 | May 18, 2020 | Common Stock | 3,000 | 7,710 | D |
| Stock OptionsF3 | $40.09 | holding | — | — | — | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 1,200 | 1,200 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Stock Options are fully vested.
- F3Stock options vest at a rate of 20% per year commencing on November 21, 2017.