SEC Form 4 · accession 0001140361-17-043641
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P. Carr
Officer — EVP and Chief Risk Officer
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | F | 63 | $56.56 | D | 937 | D | |
| Common StockF2 | holding | — | — | — | 97 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $39.56 | holding | — | — | — | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Stock options vest at a rate of 20% per year commencing on November 21, 2017.