SEC Form 4/A · accession 0001140361-17-030921
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
L. Chris Fordyce
Other
Period of report
Sep 5, 2013
Accepted (ET)
Aug 9, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2013 | L | 190 | $22.76 | A | 7,267 | D | |
| Common StockF2 | holding | — | — | — | 717 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionsF3 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 4,486 | 4,486 | D |
Explanation of responses
- F1Since the reporting person's last report, 718 shares previously held through Stock Award have vested and are now owned directly.
- F2Stock Awards granted pursuant to the First Savings Financial Group, Inc. 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing on May 18, 2011.
- F3Non-Statutory Stock Options granted pursuant to the First Savings Financial Group, Inc. 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing on May 18, 2011.