SEC Form 4 · accession 0001140361-17-011892
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Lawson Jr.
Officer — Chief Operating Officer · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | I | 3,505 | $48.50 | D | 11,232 | I | By 401(k) |
| Common StockF1 | holding | — | — | — | 7,054 | D | ||
| Common Stock | holding | — | — | — | 7,664 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.25 | holding | — | — | — | May 18, 2011 | May 18, 2020 | Common Stock | 19,658 | 19,658 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Stock options are fully vested.